Saturday, December 25, 2010

Brief Thoughts on Adam Smith (1723-1790)

In my last blog post I mentioned recent reading of parts of Adam Smith’s The Theory of Moral Sentiments and The Wealth of Nations plus all of Nicholas Phillipson’s biography Adam Smith: An Enlightened Life. The biography, published this year, was a great help in organizing my thoughts based on the earlier reading of Smith’s profound works.  

Smith was very clear that The Theory of Moral Sentiments was a far more important production than The Wealth of Nations.  The latter is idolized by American businessmen and conservative economists today, although I doubt that many of them have cracked the book.  Smith focused on the necessity of free and open markets to promote the division of labor and specialization which would drive the creation of wealth or opulence as he called it.  He was dead set against protectionism, mercantilism and the exploitation of colonies.  He likewise abhorred the role of businessmen in government for they would have no concern for the public good but only for the protection and advantage of their own enterprise.  For this reason he opposed royally chartered business such as the East India Company (or Freddie or Fannie) which used their privileged position to promote monopoly leading to diminished supply and higher prices. Smith seemed to favor a paper-based monetary system and independent banks that would carefully extend credit to borrowers based on collateral and the guarantees of men of property.  He saw the hoarding of gold to back currency as likely impeding free trade and the division of labor.

Smith understood the role of capital and the banking system in the economy, but he considered them only the necessary lubrication for the systems of production and trade in a free market.  He would not have supported government bailouts of banks or manufacturers.  And he would have been aghast at the size of the financial sector in today’s economy.

Thursday, December 16, 2010

Oh, to be in England now that 1750’s there!

Apologies to Robert Browning as this isn’t England and it isn’t 1750.  But over the last few years I have done so much enjoyable reading about English history that I want to share some of it with you.

First I finished off Neal Stephenson’s three volume Baroque Cycle a 2000+ page historical novel set mostly in 17th and 18th century England and featuring Isaac Newton, William of Orange, Benjamin Franklin, King Louis XIV, Gottfried Leibniz and Samuel Pepys as well as some colorful fictional characters.  I moved on to a biography Samuel Pepys: A Life by Stephen Coote.  I read a number of passages from The Theory of Moral Sentiments and from The Wealth of Nations, both by Adam Smith but could never get organized to go straight through either.  2009 was the 150th anniversary of the publication of Charles Darwin’s On the Origin of Species as well as the 200th anniversary of Darwin’s birth.  I read as much as I could of the torrent of new magazine and journal writing about Darwin and his impact on biological science.

This year I started with Wolf Hall by Hilary Mantel, a historical novel about Thomas (not Oliver) Cromwell (1485-1540), for many years the chief minister to Henry VIII. I also slogged through The Cousins’ Wars by Kevin Phillips which traces how the religious, cultural and class differences that drove the English Civil War (1642-1651) reached across the Atlantic and influenced the French and Indian War, the American Revolution and the Civil War. Finally, I have just finished Nicholas Phillipson’s biography Adam Smith: An Enlightened Life (1723-1790).  The biography of Smith was a great help in organizing my thoughts based on the earlier reading of Smith’s profound works.

When I reflect on this reading a number of related topics come to mind:
History--Yes, of course the books are about history, not about something that is dead and gone but something that is playing out in our lives today, something that is vital and connected.
Threads--There are particular threads or themes of history that are uniquely relevant to each of us. Tapping into those threads can add great significance to one’s life.
Memes--A term first used by the British biologist Richard Dawkins and meaning a cultural item that is transmitted by repetition in a manner similar to the biological transmission of genes.  Although I had come across the term meme earlier, the concept of a gene like transmission of culture first hit me during some of the reading about Darwin.  A powerful idea, but some of the social science folks may be pushing too far with the analogy to genetics.
Relationships--Adam Smith built his whole theory of ethics on the idea that people naturally have a certain sympathy for others, that this sympathy was the foundation for sociability, for getting along together.  From that point people could exchange ideas and merchandise and human welfare would gradually advance.  I wonder if the two political tribes that are at war in Washington DC have thought about these ideas and about how lasting relationships are built?  About the notions of sympathy and empathy?  About the perspective that comes with walking in another's shoes rather than giving them an arrogant kick?
Objects--Our history and culture is conveyed not only in literature but in stuff, objects, and during 2010 BBC and the British Museum collaborated on A History of the World in 100 Objects.  The project took the form of an exhibition of the 100 at the museum, a book and a great web site.  After you have explored the site, take another look around your home or your parents’ attic.  Not in hopes of finding an overlooked Rembrandt that great grandfather brought back from Europe at the end of WWI but to find how some of your objects embody and bring to life the threads of history that are important to your family.
Nostalgia--Not a substitute for thinking about and learning from history.

Have a joyous holiday season

Tuesday, November 23, 2010

Blurred Visions--A Cram Course in Modern International Relations Theory

In its November/December 2010 issue Foreign Affairs magazine marks the twentieth anniversary of the end of the Cold War with a brilliant analysis by Richard K. Betts (Director of the Saltzman Institute of War and Peace Studies at Columbia University and Adjunct Senior Fellow at the Council on Foreign Relations) of what arguably are the three most important books on international relations theory published in the last two decades.  They are The End of History and the Last Man by Francis Fukuyama (Free Press, 1992),  The Clash of Civilizations and the Remaking of World Order by Samuel P. Huntington (Simon & Schuster, 1996) and The Tragedy of Great Power Politics by John J. Mearsheimer (Norton, 2001).  I highly recommend Betts's essay which can be found here.  It should be required reading at schools of public affairs such as the one I attended.


Additional reading (this will NOT be on the test):  Check out "A Reading List for the Twenty-First Century" in the same issue of Foreign Affairs.  It's a list of sixteen books, each one recommended by a 'name' in international relations.


Helpful reading tip:  If you read on your computer screen but find all of the ads distracting and the white background a strain on the eyes, then try out Readability.  It's a widget you install on your computer.  It can reformat an article to eliminate the clutter and adjust the fonts and background color for more comfortable reading.

Thursday, November 18, 2010

Government: It IS broke, let's fix it!

Back in February CNN and Opinion Research published results of a poll revealing that 86% (plus or minus 3%) of the American public thought that the system of American government was broken.  The good news was that 81 out of the 86% believed that the problem could be fixed.  I suspect that if the poll were taken today the results wouldn't be much different.  The sad thing is that virtually no one is talking publicly about changing the system.  Sure, the electorate put the Republicans back in charge of the House and left the Ds with a paper thin majority in the Senate. But despite the turbocharged fury of some of the new law makers, there is virtually no serious talk about how the system of government could be improved.  Indeed many of the newbies would consider even the contemplation of systemic reform to be heresy or even unconstitutional.  The GOP Pledge to America could have been a place to begin such a conversation, but it is full of foggy platitudes without an ounce of courage or concrete.  Neither does President Obama's remaining wish list of policy legislation contain any mention of systemic reform of governance.


Ironically both political parties have established institutes that promote democratic reform in other countries: the National Democratic Institute  and the International Republican Institute.  Both of these organizations are funded with taxpayer dollars through the National Endowment for Democracy.  Outside the US both organizations have sponsored some interesting experiments with new ways of public decision making.  But neither of their parent political parties seems to learned anything from these experiments.


There are thoughtful citizens who have interesting ideas.  One person who has wrestled with this problem for twenty years is James S. Fishkin, head of the Center for Deliberative Democracy at Stanford University. Professor Fishkin holds a Ph.D. in Political Science from Yale as well as a second Ph.D. in Philosophy from Cambridge.  He and his collaborators have conducted Deliberative Polls in the US, Britain, Australia, Denmark, Bulgaria, China, Greece and other countries (including the great nation of Texas).  In September Time carried an article describing how the city of Zeguo in Zhejiang Province of China was experimenting with Fishkin's deliberative polling.


Earlier in the year I was optimistic that California would implement some new processes to achieve needed constitutional reform.  But once the state's budgetary gridlock was broken such reforms became unlikely.


No, I am not ready to start writing amendments to the Federal constitution to reorganize the legislative branch or the other two.  But I would like to see some experimentation at the state level.  Fishkin is not the only one with promising ideas.  If you are dissatisfied with the way government is working, don't get angry, get smart.  Get together with your friends and learn about new ideas for reform of governance and get organized to make them happen.  It won't be easy; there are too many vested interests and too many people who are afraid of change.  But it's worth the effort.


If you know of any interesting ideas, send them along and I will share them on the blog.

Tuesday, November 9, 2010

Podcasts

I admit it; I am addicted--not to a substance but to a service. Podcasting is an internet based service that syndicates periodic audio and video programs to subscribers.  There are podcasts about virtually any topic that you can imagine and most of them are free.  To subscribe you need a program that geeks call a podcast aggregator.  By far the most popular and easiest to use is iTunes which is free from Apple.  Using iTunes you can listen to or watch podcasts from your PC or Mac and you can transfer them to your iPod, iPad or iPhone.  If you have another type of mobile device, you’ll have to use a program other than iTunes.

I have listed below some of the podcasts that I find interesting.  The stars are my own simple minded ranking system.  I find listening makes time pass faster whether I am logging miles on the bus or the treadmill.

Let me know if you have favorites.

Books
✩✩New York Times Book Review--weekly discussion with authors and reviewers about newest releases and literary trends. http://www.nytimes.com/services/xml/rss/nyt/podcasts/bookupdate.xml

NPR: Books Podcast--NPR book reviews, news and author interviews.  Not published on a regular schedule http://www.npr.org/rss/podcast.php?id=510283

New York Review of Books--Interviews, lectures, readings and more from the staff and contributors of The New York Review of Books. Not published on a regular schedule.  http://feeds.feedburner.com/nybooks-podcasts

Business
✩✩✩Weekend Business--Mostly interviews with authors of articles in the Sunday Business section of the New York Times. http://www.nytimes.com/services/xml/rss/nyt/podcasts/weekendbiz.xml

Harvard Business IdeaCast--From Harvard Business Publishing http://hbsp.libsyn.com/rss

Knowledge@Wharton Interviews--the online research and business analysis journal of the Wharton School of the University of Pennsylvania. They haven’t been adding new material as often recently. http://feeds.feedburner.com/KnowledgewhartonInterviews

✩The Invisible Hand: Management, Economics and Strategy for the Thinking Person--Chris Gondek interviews authors of books about management and strategy. http://feeds.feedburner.com/theinvisiblehandpodcast/bOjc

MIT Press Podcast--Interviews with the authors of books currently being published by MIT Press. http://feeds.feedburner.com/MITPodcastIT

Social Innovation Conversations--Educational podcasts on social entrepreneurship, environmental sustainability, philanthropy, corporate social responsibility   http://feeds.conversationsnetwork.org/channel/siconversations

Economics
✩✩EconTalk--Prof Russ Roberts of George Mason University discusses economics issues and other topics that interest him with a range of like minded conservatives.  Sometimes too one-sided but usually enjoyable. http://www.econlib.org/library/EconTalk.xml

✩Peterson Perspectives: Interviews on Current Issues--Peterson Institute research staff offer their analyses of current economic and political events in brief interviews. The Peterson Institute for International Economics is a private, nonprofit, nonpartisan research institution devoted to the study of inter http://feeds.feedburner.com/Peterson-Perspectives.xml

✩✩Martin Wolf--the Financial Time's chief economics commentator reads his weekly column.  Wolf is probably the best economics writer working in English.  His podcasts are very tight.  I often have to go back to the written version to unpack what he has said, but it is worth the effort.  Occasionally he dives into some issue particular to the UK that is of less interest, but you can always skip that. http://podcast.ft.com/rss/17/

✩✩✩London School of Economics: Public lectures and events--Audio recordings from LSE's programme of public lectures and events.  Huge amount of great material and often extends way beyond economics. Howard Davies talking about the Chinese financial system is unequalled as is Danny Quan on China’s economy. http://www.lse.ac.uk/resources/podcasts/rss/publicLecturesAndEvents.rss

History, Culture, Miscellany
✩✩Great Lives/BBC Radio 4--Biography series exploring the greatest people who ever lived. Matthew Parris interviews an eminent guest and an expert to reveal the truth behind their history heroes. http://downloads.bbc.co.uk/podcasts/radio4/greatlives/rss.xml

✩✩✩In Our Time With Melvyn Bragg/BBC Radio 4--The history of ideas discussed by Melvyn Bragg and guests including  Philosophy, science, literature, religion and the influence these ideas have on us today. http://downloads.bbc.co.uk/podcasts/radio4/iot/rss.xml

✩✩✩The New Yorker--Weekly reading of major articles and reviews from The New Yorker.  Extremely well produced with professional readers. Available by subscription from Audible.com which is a great source of downloadable recorded books. http://feeds.audible.com/rss/subs/p/PE_NYER_000001/e/28001a17451a15/c/mp332

✩✩NPR: Fresh Air Podcast--Almost daily Terry Gross interviews important public figures from all domains. http://www.npr.org/rss/podcast.php?id=13

✩NYT Tech Talk--The latest tech news and Internet trends from New York Times technology writers. http://www.nytimes.com/services/xml/rss/nyt/podcasts/techtalk.xml

✩PRI: Selected Shorts Podcast--It's story time for adults with PRI's short story series. http://www.npr.org/rss/podcast.php?id=510202

✩✩RSA Events: Royal Society for the encouragement of Arts, Manufactures and Commerce (RSA)--Lectures and panel discussions on a wide range of topics put on by an organization more than 250 years old. http://www.thersa.org/rss/rsa-audio/

Science Times--A roundup of the topics addressed in the week's New York Times Science section http://www.nytimes.com/services/xml/rss/nyt/podcasts/scienceupdate.xml

✩✩TED Talks--These are video podcasts of presentations by (usually) fascinating people at the big TED (Technology, Entertainment, Design) conference in Silicon Valley and some regional TED conferences.
http://feeds.feedburner.com/TEDTalks_video

This American Life--weekly podcast of the radio show "This American Life." First-person stories and short fiction pieces. Hosted by Ira Glass, from WBEZ Chicago Public Radio. http://feeds.thisamericanlife.org/talpodcast

Sunday, October 31, 2010

Four Days with 19 Million Friends

Last week my wife and I took advantage of her school’s fall break and spent four full days in Shanghai.  Our goals were to take in the Shanghai World Expo before it closed at the end of the month and to get a better feel for the city.  We visited Shanghai several times before as far back as 1981, but this visit was the longest.  I’ve posted some photos here.

THEN Looking back over the 29 years since our first visit, it’s impossible to capture the extent of the transformation.  That time we stayed at the Park Hotel which was the tallest building in the city and had remained so since its construction in 1932.  Our room contained the furniture and mattresses from the opening.  There were simply no modern hotels in the city.  Foreigners were almost as rare.  Locals stared at us.  In the People’s Park when I struck up a conversation with an old gent who had been marketing accounting manager for Mobil before the political climate changed (his words) a crowd of several dozen gawkers formed around us.  And several asked us to change money or help them get to the US.  There were virtually no private cars nor any subway system. But bicycles were everywhere.  They flowed down Nanjing E. Road day and night like water down the Huangpu River nearby.  Clothing was uniform and drab: baggy Mao suits in olive green or navy blue with occasional black and gray versions for variety.  Restaurants often had long menus but most of the dishes were unavailable.  Cuisine was built around cabbage.  Housing was state owned and assigned, dilapidated and horribly crowded.  Shoving matches often broke out as citizens struggled to board buses, buy train tickets or accomplish many of the other routine chores of daily life.  These encounters frequently degenerated into full fledged fights born of frustration with the whole system. (Go here for views of Pudong in 1990 and now.  You’ll have to scroll down a bit to the two photos.)

NOW The city is totally transformed.  Of course, the obvious changes are in the built environment.  Thousands of modern high rise apartment blocks, office towers and shopping malls, a clean and modern metro system that is the longest urban system on the planet, ample consumer goods of all types, cars.  Because the public transport system has moved much of the traffic below ground the city seems less crowded. But what touched me more was the transformation of the people.  While the majority are still poor by US standards, they are hopeful, well fed and clothed and generally happy.  They take no notice of foreigners in their midst but are ready to strike up friendly conversations when one shows a knowledge of Putonghua.  The pushing and shoving that was commonplace three decades ago has largely (but not entirely) given way to courteous public behavior.  These people are proud to be Chinese.


Shanghai World Expo seems aimed primarily at the people of China.  About 73 million attended during the 6 month run.  The Expo and the Beijing Olympics two years earlier show the people that the CCP has restored the nation to its rightful position in the world from which it had been dethroned almost two centuries ago.  The Chinese Pavilion was the centerpiece of the Expo in both size and location.  Even the grandest of the “foreign” exhibits seemed tributary to China’s.  The government has become very skilled at reinterpreting ancient imperial rites in a modern vernacular to reinforce its power. (Go here for more photos of the Expo and here for some facts about the modern city.)


Caught behind the great firewall Earlier posts on this blog have commented on restricted freedom of expression in China.  On this trip I found myself a minor victim of that restriction.  Our hotel room was equipped with a modern Lenovo desktop PC and a free internet connection.  My email and my regular electronic newspapers (Financial Times, Wall Street Journal, New York Times) came through unimpeded.  However, I could not view my own blog or the others that I follow and neither could I view You Tube clips.  This was only a minor inconvenience for me as I was returning to Hong Kong in a few days and had I been more determined I could have found out how to circumvent the censor.  However, this choking off of free expression impoverishes the whole nation.  For a moving statement about human rights by Liu Xiaobo, the Nobel Peace Prize winner, go here.

Friday, October 29, 2010

Corporate Political Speech: The Implications of "Citizens United"

This article from Wharton is an excellent discussion of the issues raised by the Supreme Court's decision on Citizens United vs. Federal Election Commission.

Friday, October 22, 2010

That's $5270 per day for 2922 days straight

As a retired corporate philanthropist I was astounded to read this piece from the Wall Street Journal http://blogs.wsj.com/scene/2010/10/14/the-art-of-giving/

I wonder how many degrees separate her from Peter Singer? http://www.princeton.edu/~psinger/ and http://www.thelifeyoucansave.com/ Be sure to watch the You Tube in this second page


Creative answers to the question are encouraged in the comments.

Even More About Freedom of Speech in China and in the US

This thoughtful response is from my friend Scott Miller in Arizona:


As you suggest, there is nothing new about having serious shortcomings in America’s political institutions and leadership—and in its public discourse, including having quite a bit of outright lying at worst and selective use of “facts” at best by lots of folks.  As in other eras, the challenge is to find ways to address some of the major forces that undermine our discourse and political decision making. Unfortunately, several of the important forces in our era will probably not be easy to weaken or eliminate any time soon because they are either structural in nature or reflect important differences in values and beliefs among segments of the U.S. population.

I know that you are well aware of many of these structural forces and fissures in values and beliefs, but it is worth mentioning some of them here in order to get a sense of the size and scope of the challenges.  Some of the most important ones, of course, are technological, such as the emergence of a cable television world in which there are hundreds of channels and of an Internet world in which there are a gazillion sites from which people can choose to visit.  For a brief period—a little over a half century (from the late 1920s into the 1980s)—radio and, subsequently, television probably were forces for creating a meaningful body of common information/news for the public that was provided in a generally diplomatic, albeit homogeneous manner.  Then, with the advent of cable, information/news sources proliferated.  (I remember vividly a two hour session of a media seminar that I attended at the Columbia school of journalism in 1971 in which Peter Goldmark Sr., a leading figure in the development of color television, talked at length about the coming cable revolution and the fragmentation of the audience that would come with it.)

About a decade later, CNN was founded and, within another generation, several other cable news competitors had entered the marketplace as well.  Instead of a three-network oligopoly for national television news (and generally similar oligopolies for local news), Americans began to have several options.  Predictably, the information/news providers began to experiment with differentiated products in an environment in which the economics of cable meant that money could be made with relatively small audiences compared to the mass audience model of over-the-air broadcast news at NBC, CBS, and ABC before the cable revolution.

As you know, one of the successful approaches is providing “news” that caters to a narrow slice of the audience from the perspective of political ideology—an approach for which the folks at Fox have provided very creative “leadership.”   Another is to provide news in the form of comedy in an era in which “attack” humor and sarcastic humor at the expense of others are the coins of the realm.  The first approach “enables” people to avoid encountering alternatives to their values and beliefs presented in a manner that they might find credible. The second presents leaders as dolts, fools, and/or without principles in order to get laughs.  (I remember a dozen years ago coming home from work just after President Clinton had begun his state of the union address to find my sons watching it on the Comedy Channel.  Two comedians were making jokes about Clinton’s speech as he delivered it.  The Second Bush and Obama have gotten similar treatment.)

Some other approaches are entertainment as news (remember the pioneering work of the “happy talk” approach to news by the local ABC news program in New York City in the first half of the 1970s that relied heavily on news from the entertainment sector), murder and mayhem as news (which has its foundations in print newspapers at least as far back as the nineteenth century), and the “we feel their pain” news (in which the victims of terrible things are center stage).  Meanwhile, only a couple percent of the audience watches the PBS News Hour or Charlie Rose.  In fact, only a few percent are watching each of the competing news and quasi-news programs on most days, given that most of us have hundreds of viewing options.  The audiences for the national evening news shows of NBC, CBS, and ABC are a fraction of what they were at their peaks.

Meanwhile, the Internet is transforming the print world (and also changing video viewing habits in a manner that portends a post cable video news/information world).  As you know, leading and historically profitable newspapers and news magazines, such as The New York Times and Newsweek have seen their business models undermined.  They are also competing with new completely Internet-based entities, such as The Huffington Post that have blurred the line between straight news reporting and editorializing to an extent that would be greatly admired by William Randolph Hearst and his yellow journalism peers.     

Interestingly, all this has happened as the overall percentage of Americans with college degrees has reached heights that would have been unimaginable a century ago.  So much for the notion that education is an unrelentingly powerful force for creating a well-informed population for democracy in America—or for democracies across the world, since the technological forces discussed here are global.

As has been the case as far back as we have recorded history, technological change has been creating new issues and triggering long-term trends that are deeply challenging and divisive economically, socially, and culturally in many societies ( including America) and, therefore, politically as well. For example, in our lifetime, science has wrought changes in the sexual and reproductive arena that have created powerful fault lines in the United States that really didn’t exist a half century ago. That is to say, in vitro fertilization, human embryonic stem cell research, the pill (including its morning after version), etc. have produced deep values divisions that have almost inevitably spilled into our political arena in mostly irreconcilable ways.  When added to the Supreme Court’s legalization of abortion in the first trimester in the 1973, we have had quite a “sexual” political cocktail.  (It could become an even more politically potent cocktail if the Supreme Court eventually reverses its position on abortion.)  For many other nations, these changes have not been so consequential, but given the still powerful religiosity of America, we are in a different position. As a member of the very small group of admitted agnostics in the United States, I find this situation to be, in some respects, mystifying.  But, mercifully, at least some components of this cocktail have lost much if not most of their political saliency, e.g., in vitro fertilization.

Economic globalization made possible by all manner of technological change, is creating economic stress in America that will probably take the entire 21st Century to work out.  As you know much better than I, the addition of 2.5 billion people in China and India to the global system’s professional, semi-skilled, and unskilled labor markets has been creating labor market competition in the United States that is greatly compounding similar pressures from other nations that began to emerge as far back as the middle 1950s.  Those forces, coupled with the changing demographics of America (which now has about two-fifths of its youngest children growing up in quasi-developing-country circumstances from a human capital perspective), the “over investment” in certain kinds of consumer consumption (that includes more than too many big houses), similar over investment in the military, and a health care system that is both weak on coverage for a large segment of our population and wildly expensive to boot, are making it very hard for political leaders (and the electorate) to develop stable consensuses in many economic and related policy areas.  (The divisions over Obama’s health care legislation are huge and there is some possibility that at least one federal judge will find parts of it to be unconstitutional, which will bring the Supreme Court into the fray.)  Certainly, these forces and issues provide fodder for demagoguery as well as for honest (albeit heated) differences of opinion.

Added to these factors are a number of other forces.  A key one is the realignment of our major parties that began to emerge with a vengeance in the late 1960s in the wake of the civil rights legislation of that era.  Of course, the realignment ultimately included more than just a lot of White Southerners who abandoned the Democratic Party for the Republicans. That shift also hastened the abandonment of the GOP by many moderates and liberals who could trace their Republican roots to Lincoln and the first Roosevelt.  It also was reinforced by religious social conservatives seeking a political home in response to various elements of the reproductive changes cited above and some related “lifestyle” matters, including the gay rights movement (although people such as the Log Cabin Republicans and Ted Olson may be demonstrating that both the military service and marriage aspects of the gay rights movement are rapidly losing their salience for many Republican conservatives).

Ever more sophisticated gerrymandering efforts in recent decades in states across the county have added force to this realignment by increasing the number of districts for the national and state legislatures that are “safe” seats for Republicans and Democrats.  That gerrymandering has interacted with a primary system that gives de facto disproportionate influence to the most highly motivated voters in the primaries of both parties—people who tend to be more conservative or more liberal than their parties as a whole, with the result that the political middle has been severely weakened on both sides of the aisle.

Also taking a toll has been the steady increase in the use of negative political advertisements (because they have proven to be effective) in primaries and general elections.  Here in Arizona, for example, John McCain just buried a very conservative opponent in the Republican senate primary with negative political ads that were almost always full of distortions of his opponent’s record.  Both McCain and third party groups supporting him produced the avalanche of negative and misleading ads even though McCain was never really vulnerable to defeat because his opponent’s actual record and views were quite extreme in their own right.  According to news accounts of this year’s campaign season, similar huge negative ad efforts have been mounted across the country by candidates in both parties.  As long as negative advertising is regarded as effective and lots of third party groups as well as the candidates and the Republican Party and Democratic Party have the right to spend aggressively and in many cases anonymously (as a result of a recent Supreme Court ruling) in support for or against candidates, it is hard to see the negative advertising trend abating very much. 

Finally, some longstanding structural limitations exist in legislative arrangements at the national level and in a number of states.  You understandably singled out the U.S. Senate.  The realignment of the parties coupled with the 60 votes required for cloture and the eased rules on mounting (threatening) filibusters, has made almost every piece of consequential legislation as well as presidential judicial and political nominees vulnerable to blocking or delaying by the minority. I don’t know if you have looked at the trend line on the use of the filibuster (both real and the threat) since the 1960s.  It is a startling trend line.  It was only used a few times in each congress in the 1960s, mostly for civil rights legislation.  By the 2000s, the use/threat of the filibuster was the norm. (Ironically, back in the 1970s, the number of votes required for cloture actually dropped from 67 to 60, but the eased rules for using/threatening a filibuster trumped the drop in the number of required votes.)

At the state level, the requirement of a two-thirds majority to pass budgets and/or the ease in which propositions can get on the ballot to revise constitutions to lock in or prevent funding in various areas have brought incredible distortions in several states, including where I now live, Arizona.

When one steps back to take in a fuller range of forces at work (several have not been mentioned here), there is reason to believe that political leaders in the United States will have difficulty getting legislation passed, judicial nominees approved, etc. indefinitely.  Indeed, the many serious problems facing the county could lead things to worsen in the near term because divisions are so deep.

All in all, the United States and many other nations provide a lot of evidence on a daily basis that democracy is not a terrific form of government.  Indeed, as Churchill famously noted, the only thing in its favor is that it is the worst form of government except for all the others.  In that regard, possibly the best feature of democracy is that it is able to provide changes in leadership on a regular basis—even if one limited set of leaders is replaced by another limited set.   This is a strong point that should be of interest to the Chinese.  China might well have a fairly long period of relatively good government in many areas via its one-party system.  However, it carries a risk that some really bad leaders could take control for many year.  Presumably, a lot of people in China are well aware that they had a long period of that kind of government very recently.  That said, my guess is that, if Churchill could come back from the grave, he would make the point that democracies need to be well designed and modified as circumstances change.  He also might hold up the United States as an example of a country with a democratic system in need of revision owing to some serious shortcomings. 

If I were in a position to talk with a number of Chinese, I would go out of my way to concede that the United States has always had major shortcomings—and that there are many negative a well as many positive lessons that can be learned from current and past American experience.  My hope is that both China and India will be able to take at least two steps forward for every one step backward in many key areas over the course of this century in the political, economic, social, and environmental realms.  Indeed, to the extent that India is able to develop economically while retaining a functioning democracy, it may have more impact on China from a democratic/freedom of speech perspective than the experiences and exhortations of the United States and other western nations.  In any case, I have the same hope for the United States.  Moreover, I hope that most of the backward steps will not be too costly, although history suggests that some of them will be.

If we and they do make good progress, it is likely that we and they will have learned quite a bit from the other guy.  In any event, as has typically been the case, gains are likely to be hard won and will require a lot of hard work and sacrifice by many--often across several generations.  (As you know, it was nearly a century and a half between Abigail Adams’ 1776 letter to John asking him to “remember the ladies” during the deliberations of the Continental Congress and the ratification of the constitutional amendment in 1920 that gave women the right to vote.)

Here in the United States, I hope that we can find some ways to mitigate the polarization of the parties and to make it easier for simple majority rule to prevail in the U.S. Senate and in several state legislatures, rather than require super majorities to make so many decisions.  There are also some possible changes in procedures used to vote in primaries that might address the polarization problem in a meaningful way.  Changes on that front may be necessary for changes on the simple majority rule front in the Senate and on the state level.  Of course, if the Senate were to have another decade of stalling the people’s business, its members might become so unpopular that some significant internally generated reforms might be undertaken.  But, even with some improvement, democracy in America (similar to many other nations) is likely to remain pretty unpleasant in many respects.  If the Chinese are ever to adopt a democratic system, they will have to learn to live with a fair amount of coarse behavior in the electoral process and from their political leaders and fellow citizens on an ongoing basis.

By the way, as a slight digression, one of the things that is most worrisome to me is the (still) heavy militarization of the United States—something that has proven relatively easy to maintain with a “volunteer” military.  This past summer was the fortieth anniversary of my return from two tours of duty n Vietnam.  We haven’t seemed to learn much about avoiding wars in the interim, at great, great cost to so many people.  One potentially positive aspect of our current economically constrained circumstances is that it might lead to some reduction in our military spending and in our propensity to use force.  Of course, the opposite might prove to be true.  A period of extended economic duress could make the nation more prone to use military force in some situations.  I suspect that a fair number of people around the world hope for the first, but fear the second—including many folks in China.